Senior Client Service Associate
Amy joined Embarcadero Financial Group in 2015. Amy passed the Series 99 Operations Professional Qualification Examination. The series 99 exam is administered by FINRA and qualifies a person as a registered operations professional, licensed to perform a variety of covered operational functions for a broker dealer. Prior to joining EFG, Amy worked at First Republic Securities Company, LLC for over 8 years. She began as an Operations Associate and worked her way through different roles to gain the knowledge and experience she has brought to EFG. As a Quality Control Specialist & Senior Associate, First Republic awarded Amy for excellent customer service two years in a row. She earned her B.A. in Economics at Sacramento State University.