Meet Our Team
David Rockman
President
david@embarcaderofinancial.com
David Rockman's career spans over 20 years in the financial services industry. He focuses on working closely with clients to develop strategic, long-term investment and insurance initiatives. David co-founded the Embarcadero Financial...
Fred F. Sprinz, CFP®
Advisor
Fred Sprinz, CFP® specializes in retirement and estate plans for closely held business owners with a concentration in agriculture, trucking and construction. Founder of S&B Financial, Fred merged S&B Financial with Embarcadero...
Ashlie Jones
Senior Client Service Associate
ashlie@embarcaderofinancial.com
Ashlie joined Embarcadero Financial Group in 2017. Ashlie previously worked in education as a Career Service Advisor. With over 10 years’ experience in service roles, Ashlie has developed the skill to communicate with clients...
Hao Dinh
Associate Director, Compliance & Operations
Hao joined Embarcadero Financial Group in 2024. Previously working as a Senior Client Associate at an RIA firm, Hao has experience communicating with ultra-high net worth clients and servicing their needs. Over the years...
Jay Kotecha
Advisor
415-391-1248
Jay Kotecha has over 20 years of experience in business operations, planning and consulting working with small and mid-sized businesses. He currently helps and works closely both individuals as well as business owners by creating plans...
Marjorie Thomas
Client Services Manager & Account Manager
marjorie@embarcaderofinancial.com
Marjorie joined Embarcadero Financial Group in 2019. Marjorie’s prior work experience in the banking and hospitality industry has prepared her to oversee service and operations. With over 15 years’ experience in customer...