Broker Check

Meet Our Team

David Rockman

President

(415) 391-1200

[email protected]

David Rockman's career spans over 20 years in the financial services industry. He focuses on working closely with clients to develop strategic, long-term investment and insurance initiatives. David co-founded the Embarcadero Financial...

John McKenna

Wealth Advisor

(415) 391-1200

[email protected]

John joined Embarcadero Financial Group in 2013 as a Wealth Advisor. He also sits on EFG's investment committee. Prior to EFG, John worked with Citi Smith Barney as a Financial Advisor in downtown San Francisco. In 2011, he was invited...

Fred F. Sprinz, CFP®

(831) 754-2027

[email protected]

Fred Sprinz, CFP® specializes in retirement and estate plans for closely held business owners with a concentration in agriculture, trucking and construction. Founder of S&B Financial, Fred merged S&B Financial with Embarcadero...

Amy Huey

Senior Client Service Associate

(415) 391-1200

[email protected]

Amy joined Embarcadero Financial Group in 2015. Amy is currently a member of the ONESCO Operations Advisory Board. Amy passed the Series 99 Operations Professional Qualification Examination. The series 99 exam is administered by FINRA...

Chanel Griffith

Client Service Associate

(415) 391-1200

[email protected]

Chanel joined Embarcadero Financial Group in 2015. Chanel's focus is on group benefits at EFG. Chanel is licensed for both health and life insurance. Chanel earned her Bachelors in Political Science with a minor in Philosophy and a...

Ashlie Holthouse

Client Service Associate

(831) 754-2027

[email protected]

Ashlie joined Embarcadero Financial Group in 2017. Ashlie previously worked in education as a Career Service Advisor. With over 10 years’ experience in service roles, Ashlie has developed the skill to communicate with clients...