Meet Our Team
David Rockman
President
David Rockman's career spans over 20 years in the financial services industry. He focuses on working closely with clients to develop strategic, long-term investment and insurance initiatives. David co-founded the Embarcadero Financial...
John McKenna
Wealth Advisor
John joined Embarcadero Financial Group in 2013 as a Wealth Advisor. He also sits on EFG's investment committee. Prior to EFG, John worked with Citi Smith Barney as a Financial Advisor in downtown San Francisco. In 2011, he was invited...
Fred F. Sprinz, CFP®
Fred Sprinz, CFP® specializes in retirement and estate plans for closely held business owners with a concentration in agriculture, trucking and construction. Founder of S&B Financial, Fred merged S&B Financial with Embarcadero...
Amy Huey
Senior Client Service Associate
Amy joined Embarcadero Financial Group in 2015. Amy is currently a member of the ONESCO Operations Advisory Board. Amy passed the Series 99 Operations Professional Qualification Examination. The series 99 exam is administered by FINRA...
Ashlie Holthouse
Client Service Associate
Ashlie joined Embarcadero Financial Group in 2017. Ashlie previously worked in education as a Career Service Advisor. With over 10 years’ experience in service roles, Ashlie has developed the skill to communicate with clients...